Thomas M Dowling
Investment adviser representative at A.G.P / Alliance Global Partners
16 yearsExperience
8 statesRegistered in
CFA, CFP® certificationDesignations
$2.9BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
16 years in the industry.
- A.G.P. / Alliance Global PartnersJun 2021 to now
- Aegis Capital CorpJun 2017 to now
- Fsc Securities CorpMar 2017 to Jun 2017
- Aegis Capital Corp.Mar 2010 to Mar 2017
Designations
- CFA
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1995
- Series 65 · Uniform Investment Adviser Law2005
State registrations
Registered as an investment adviser representative in 8 states (CA, FL, IL, MO, NJ, NY, SC, TX).
A.G.P / Alliance Global Partners
Legal name: A.G.P. / Alliance Global Partners, LLC
$2.9BAssets managed
7,490Clients
130Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2573963
- Firm CRD
- 8361