Brian Roger James
Investment adviser representative at Truist Advisory Services, Inc.
14 yearsExperience
2 statesRegistered in
$77.4BFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
14 years in the industry.
- Truist Advisory Services, Inc.Jun 2021 to now
- Truist Investment Services, Inc.Jun 2021 to now
- Bbva Securities Inc.May 2013 to Jun 2021
- Bbva Compass Insurance Agency, Inc.Dec 2012 to Jun 2021
- Bbva Wealth Solutions Inc.Dec 2012 to Jun 2021
- Compass BankDec 2012 to Jun 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
- Series 65 · Uniform Investment Adviser Law2002
State registrations
Registered as an investment adviser representative in 2 states (LA, TX).
Truist Advisory Services, Inc.
$77.4BAssets managed
129,307Clients
1,969Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2568202
- Firm CRD
- 283390