James Royce Darby
Investment adviser representative at Lockton Investment Advisors, LLC
15 yearsExperience
1 stateRegistered in
$0Firm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Other
Experience
15 years in the industry.
- Lockton Investment Advisors, LLCDec 2011 to now
- Lockton Financial Advisors, LLCMar 2011 to now
- Lockton Companies, LLCJan 2011 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
- Series 65 · Uniform Investment Adviser Law2011
State registrations
Registered as an investment adviser representative in 1 state (TX).
Lockton Investment Advisors, LLC
$0Assets managed
0Clients
22Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2567936
- Firm CRD
- 144133