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Christopher Robert Prindle

Investment adviser representative at Morgan Stanley
16 yearsExperience
2 statesRegistered in
CFADesignation
$2TFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

16 years in the industry.

  1. Morgan Stanley Private Bank, N.AAug 2024 to now
  2. Morgan StanleyJul 2024 to now
  3. Morgan Stanley Smith Barney LLCJul 2024 to now
  4. J.P. Morgan Chase Bank, NANov 2016 to Jul 2024
  5. J.P. Morgan Securities LLCJul 2010 to Jul 2024

Designations

  • CFA

Exams passed

  • Series 63 · Uniform Securities Agent State Law1995
  • Series 65 · Uniform Investment Adviser Law2023

State registrations

Registered as an investment adviser representative in 2 states (FL, TX).

Morgan Stanley

Legal name: Morgan Stanley Smith Barney LLC

$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2567310
Firm CRD
149777
Advisor's SEC record (opens in a new tab)
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