Walter Au
Investment adviser representative at Dixon Financial Services
26 yearsExperience
1 stateRegistered in
$1.1BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
26 years in the industry.
- Assante Capital Management Inc.Aug 2001 to now
- Dixon Financial Services, Inc.Jun 2000 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
State registrations
Registered as an investment adviser representative in 1 state (CA).
Dixon Financial Services
Legal name: Dixon Financial Services Inc
$1.1BAssets managed
335Clients
6Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2563044
- Firm CRD
- 107166