Steven Verveniotis
Investment adviser representative at HSBC Securities (USA) Inc.
10 yearsExperience
22 statesRegistered in
$3.8BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
10 years in the industry.
- HSBC Securities (USA) Inc.Mar 2019 to now
- HSBC Bank USA N.A.Mar 2019 to now
- Signature Securities Group Corp/signature BankJun 2016 to Mar 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
- Series 66 · Uniform Combined State Law2004
- Series 65 · Uniform Investment Adviser Law2013
State registrations
Registered as an investment adviser representative in 22 states (AL, AR, CA, CO, DC, FL, GA, IA, IL, MD, MO, NC, NH, NJ, NM, NY, PA, RI, SC, TX, VA, WA).
HSBC Securities (USA) Inc.
$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2554596
- Firm CRD
- 19585