Thomas Guilfoyle
Investment adviser representative at Charles Schwab & Co., Inc.
17 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
17 years in the industry.
- Charles Schwab & Co., Inc.Jan 2026 to now
- Charles Schwab BankJan 2026 to now
- LPL Financial LLCJul 2025 to Jan 2026
- Sierra Ridge Wealth ManagementMay 2021 to Jan 2026
- Bank of America, N.A.Apr 2019 to May 2021
- Merrill Lynch, Pierce & Smith Inc.Feb 2019 to May 2021
- Windermere R.E. Wall St. Group Inc.Jun 2017 to Feb 2019
- Holyrood Asset Management LLCDec 2009 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
- Series 65 · Uniform Investment Adviser Law1996
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (WA).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2553330
- Firm CRD
- 5393