Thomas Michael Galvin
Investment adviser representative at Janney Montgomery Scott LLC
12 yearsExperience
2 statesRegistered in
$110.1BFirm assets
55 yearsFirm in business
Are you Thomas Michael Galvin? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Janney Montgomery Scott LLCFeb 2024 to now
- UnemployedNov 2023 to Feb 2024
- Raymond James & Associates, Inc.Oct 2014 to Oct 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 65 · Uniform Investment Adviser Law1998
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Janney Montgomery Scott LLC
$110.1BAssets managed
243,808Clients
1,341Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2550217
- Firm CRD
- 463