Joseph B Samples
Investment adviser representative at LPL Enterprise, LLC
25 yearsExperience
4 statesRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
25 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- Samples & YoungMay 2005 to now
- Pruco Securities, LLC.Aug 2019 to Nov 2024
- Prudential Insurance Company of AmericaAug 2019 to Nov 2024
- Ifs AdvisoryJul 2018 to Aug 2019
- Ifs Securities Inc.Jul 2018 to Aug 2019
- Cambridge Investment Research Advisors, IncAug 2011 to Jul 2018
- Cambridge Investment Research, Inc.Aug 2001 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
- Series 65 · Uniform Investment Adviser Law2011
State registrations
Registered as an investment adviser representative in 4 states (MI, NC, SC, TX).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2538616
- Firm CRD
- 8733