Eric Douglas Kaufman
Investment adviser representative at Retirement and Wealth At Alliant, LLC
21 yearsExperience
1 stateRegistered in
$7.4BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
21 years in the industry.
- Retirement and Wealth At Alliant, LLCMay 2026 to now
- Cetera Wealth Services, LLCJun 2023 to now
- Alliant Insurance ServicesSep 2022 to now
- Alliant Retirement ConsultingSep 2022 to now
- Lockton Financial Advisors, LLCJul 2008 to Jul 2022
- Lockton Investment Advisors, LLCJul 2007 to Jul 2022
- Lockton Companies, LLCJan 2005 to Jul 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
- Series 65 · Uniform Investment Adviser Law2000
State registrations
Registered as an investment adviser representative in 1 state (CA).
Retirement and Wealth At Alliant, LLC
$7.4BAssets managed
222Clients
44Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2536051
- Firm CRD
- 167970