Kenneth James Rathke
Investment adviser representative at Advice and Planning Services
15 yearsExperience
2 statesRegistered in
$37.9BFirm assets
22 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
15 years in the industry.
- TIAA-CREF Individual & Institutional Services, LLCSep 2025 to now
- TIAASep 2025 to now
- MassmutualMar 2025 to Sep 2025
- MML Strategic Distributors, LLCMar 2025 to Sep 2025
- World Equity Group, Inc.Jan 2024 to Mar 2025
- The Leaders Group, Inc.Mar 2022 to Dec 2023
- WealthvestFeb 2021 to Mar 2025
- UnemployedFeb 2020 to Mar 2022
- Security DistributorsAug 2010 to Feb 2020
Exams passed
- Series 65 · Uniform Investment Adviser Law1997
- Series 63 · Uniform Securities Agent State Law2024
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (CT, MA).
Advice and Planning Services
Legal name: TIAA-CREF Individual & Institutional Services, LLC
$37.9BAssets managed
72,503Clients
1,707Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2535362
- Firm CRD
- 20472