Trevor James Smallwood
Investment adviser representative at Clinton Investment Management, LLC
14 yearsExperience
1 stateRegistered in
$3.9BFirm assets
18 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
14 years in the industry.
- Clinton Investment Management, LLCFeb 2024 to now
- UnemployedNov 2023 to Jan 2024
- Foreside Fund Services, LLCMay 2023 to Oct 2023
- Focus Distribution, LLCJan 2023 to Oct 2023
- UnemployedJul 2022 to Jan 2023
- Waycross Partners, LLCOct 2021 to Jun 2022
- UnemployedDec 2020 to Oct 2021
- Alps Distributors, Inc.Sep 2015 to Dec 2020
- Brandes Investment Partners, L.P.Oct 2012 to Nov 2020
Exams passed
- Series 66 · Uniform Combined State Law2001
- Series 63 · Uniform Securities Agent State Law2013
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (CT).
Clinton Investment Management, LLC
$3.9BAssets managed
2,146Clients
11Advisers
18 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2530218
- Firm CRD
- 143599