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Sally Ann Hawk

Investment adviser representative at LPL Financial LLC
41 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

41 years in the industry.

  1. LPL Financial LLCJun 2023 to now
  2. Gordon Financial Advisory ServicesMay 2002 to now
  3. Sally A. HawkJan 1985 to now
  4. Fsc Securities CorporationMay 2002 to Jun 2023
  5. Gordon AdvisorsJan 1997 to Jun 2023

Exams passed

  • Series 63 · Uniform Securities Agent State Law1994
  • Series 66 · Uniform Combined State Law2010

State registrations

Registered as an investment adviser representative in 1 state (MI).

LPL Financial LLC

$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2529988
Firm CRD
6413
Advisor's SEC record (opens in a new tab)
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