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Christopher Sclafani

Investment adviser representative at LPL Enterprise, LLC
22 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

22 years in the industry.

  1. LPL Enterprise, LLCNov 2024 to now
  2. Prudential Insurance Company of AmericaMay 2021 to now
  3. Pruco Securities, LLC.May 2021 to Nov 2024
  4. MML Investors Services, LLCApr 2020 to Apr 2021
  5. Massmutual Life InsuranceMar 2020 to Apr 2021
  6. The Prudential Insurance Company of AmericaApr 2017 to Apr 2020
  7. Pruco Securities, LLCFeb 2017 to Apr 2020
  8. Richemont NAJun 2004 to Jan 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2017
  • Series 65 · Uniform Investment Adviser Law2018

State registrations

Registered as an investment adviser representative in 1 state (NJ).

LPL Enterprise, LLC

$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2524554
Firm CRD
8733
Advisor's SEC record (opens in a new tab)
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