Angela Allain
Investment adviser representative at Commonwealth Financial Network
7 yearsExperience
1 stateRegistered in
$212.7BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
7 years in the industry.
- Commonwealth Financial NetworkAug 2023 to now
- Citizens Bank, N/aOct 2022 to Jul 2023
- Citizens Securities, IncJun 2022 to Jul 2023
- Citizens Bank, N.AJun 2022 to Oct 2022
- UnemployedSep 2020 to Jun 2022
- MassmutualJul 2018 to Sep 2020
- MML Investors Services, LLCJul 2018 to Sep 2020
- Triad Advisors, Inc.May 2016 to Apr 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 65 · Uniform Investment Adviser Law2001
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (MA).
Commonwealth Financial Network
Legal name: Commonwealth Equity Services, LLC
$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2517312
- Firm CRD
- 8032