Gregory Richard Thompson
Investment adviser representative at Goelzer Investment Management
14 yearsExperience
1 stateRegistered in
$4.5BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Goelzer Investment Management Inc.Oct 2025 to now
- UnemployedJun 2025 to Oct 2025
- Spectrum Wealth Counsel, LLCJan 2023 to May 2025
- Spectrum Management Group, LLC.Feb 2020 to May 2025
- RBC Capital Markets, LLCMay 2012 to Feb 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 1 state (IN).
Goelzer Investment Management
Legal name: Goelzer Investment Management, Inc.
$4.5BAssets managed
695Clients
23Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2512514
- Firm CRD
- 44402