Alan Richard Rohde
Investment adviser representative at Cetera Investment Advisers LLC
53 yearsExperience
1 stateRegistered in
PFSDesignation
$256.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
53 years in the industry.
- Rmr Lake Life LLCAug 2023 to now
- Cetera Financial Specialists LLCJun 2004 to now
- Cetera Investment Advisers LLCMar 2004 to now
- Yeo & Yeo Financial Services, IncDec 1998 to now
- Yeo & YeoJun 1973 to now
Designations
- PFS
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
State registrations
Registered as an investment adviser representative in 1 state (MI).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2512442
- Firm CRD
- 105644