Brian David Lockhart
Investment adviser representative at Peak Capital Management, LLC
20 yearsExperience
4 statesRegistered in
$165.2MFirm assets
18 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
20 years in the industry.
- Shepherd Kaplan Krochuk LLCFeb 2020 to now
- Peak Capital Management LLC.Nov 2006 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
State registrations
Registered as an investment adviser representative in 4 states (CA, CO, NM, TX).
Peak Capital Management, LLC
$165.2MAssets managed
110Clients
4Advisers
18 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2508255
- Firm CRD
- 141488