Lisa Aileen Pugel
Investment adviser representative at Cetera Investment Advisers LLC
37 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
37 years in the industry.
- Cetera Investment Advisers LLCSep 2025 to now
- Cetera Wealth Services, LLCSep 2025 to now
- Ljm Group LLCOct 2024 to now
- Db Wehring Wealth LLCJan 2023 to now
- Hall Wehring CpasJun 2022 to now
- Wehring & Db Tax and Wealth LLCNov 2021 to now
- D B Tax & Financial Services IncJan 1989 to now
- Legup Investments LLCJan 2020 to Sep 2024
- Avantax Insurance Agency, LLCAug 2015 to Sep 2025
- Avantax Advisory ServicesAug 2012 to Sep 2025
- Commercial Rental PropertyJul 2007 to Jan 2022
- Avantax Investment Services, Inc.Feb 1995 to Sep 2025
- Db Tax ServicesJan 1989 to Aug 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
- Series 65 · Uniform Investment Adviser Law2012
State registrations
Registered as an investment adviser representative in 2 states (TX, WI).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2506156
- Firm CRD
- 105644