Karen Schwocho-tunnecliffe
Investment adviser representative at Oppenheimer & Co. Inc.
9 yearsExperience
2 statesRegistered in
$36.7BFirm assets
71 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
9 years in the industry.
- Oppenheimer & Co. Inc.Nov 2023 to now
- Reaching Higher IncJan 2023 to now
- J.P. Morgan Securities LLCMay 2023 to Nov 2023
- JPMorgan Chase Bank, N.A.May 2023 to Nov 2023
- Morgan StanleyJun 2021 to May 2023
- CaretakerFeb 2021 to Jun 2021
- Comerica BankDec 2018 to Feb 2021
- Comerica Securities, IncDec 2018 to Feb 2021
- Quicken LoansJun 2018 to Dec 2018
- Equity Services, Inc.Oct 2017 to Jun 2018
- National Life GroupOct 2017 to Jun 2018
- Preferred Planning PartnersOct 2017 to Jun 2018
- Cetera Advisors LLCOct 2014 to Oct 2017
- Innovative Investment Services/ Malloch Capital ManagementOct 2014 to Oct 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (MI, NY).
Oppenheimer & Co. Inc.
$36.7BAssets managed
39,036Clients
1,161Advisers
71 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2505611
- Firm CRD
- 249