Thomas Jonghwa Lee
Investment adviser representative at Transamerica Financial Advisors, LLC
16 yearsExperience
1 stateRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
16 years in the industry.
- Transamerica Financial Advisors, IncApr 2024 to now
- WfgiaApr 2024 to now
- UnemployedJul 2023 to Apr 2024
- World Financial GroupMay 2022 to Jul 2023
- J.P. Morgan Securities LLCOct 2021 to Apr 2022
- Nylife Securities, LLCJan 2020 to Oct 2021
- New York Life Insurance CompanyNov 2019 to Oct 2021
- World Financial Group TransamericaJul 2019 to Nov 2019
- Tjl Realty International LLCAug 2010 to Jul 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (NY).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2504575
- Firm CRD
- 16164