Jerrie Kay Carli
Investment adviser representative at Financial Focus LLC
32 yearsExperience
1 stateRegistered in
$800MFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
32 years in the industry.
- Osaic Wealth, Inc.Jun 2024 to now
- Financial Focus, LLCAug 2016 to now
- Jerrie Carli, Sole ProprietorSep 1994 to now
- Securities America, Inc.Oct 2017 to Jun 2024
- National Planning CorpMay 2000 to Oct 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 1 state (CA).
Financial Focus LLC
$800MAssets managed
584Clients
5Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2504055
- Firm CRD
- 282177