Kenneth Lawrence Spielman
Investment adviser representative at Cetera Investment Advisers LLC
29 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
Are you Kenneth Lawrence Spielman? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
29 years in the industry.
- Cetera Investment Advisers LLCJan 2023 to now
- Cetera Financial Specialists LLCSep 2022 to now
- Suffolk Service Bureau dba Professional Tax SaversJan 1997 to now
- LPL Financial LLCFeb 2018 to Jul 2022
- Invest Financial CorporationOct 2007 to Feb 2018
- Asset & Financial Planning, LtdAug 2007 to Feb 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (NY).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2503634
- Firm CRD
- 105644