Brian Paul Smith
Investment adviser representative at Cetera Investment Advisers LLC
13 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Cetera Investment Advisers LLCAug 2022 to now
- Cetera Investment Services LLCAug 2022 to now
- Hancock Whitney BankMar 2020 to now
- Hancock Whitney Investment Services, Inc.Mar 2020 to Aug 2022
- UnemployedNov 2019 to Mar 2020
- Fidelity Personal and Workplace AdvisorsJul 2018 to Nov 2019
- Fidelity Brokerage Services LLCJan 2013 to Nov 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
- Series 65 · Uniform Investment Adviser Law2006
State registrations
Registered as an investment adviser representative in 1 state (FL).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2499119
- Firm CRD
- 105644