Ronald T Swanick
Investment adviser representative at Independent Wealth Network, Inc.
12 yearsExperience
3 statesRegistered in
$518.4MFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Independent Wealth Network, Inc.Oct 2025 to now
- Independent Wealth ManagementOct 2025 to now
- Simplicity Wealth, LLCMay 2025 to Oct 2025
- Brownstone Financial Group LLCJan 2022 to May 2025
- Abc FinancialNov 2019 to May 2025
- Simplicity Wealth, LLCNov 2019 to Feb 2024
- UnemployedMar 2019 to Nov 2019
- Gwfs Equities, IncSep 2018 to Feb 2019
- New York Life Insurance CompanyMar 2013 to Sep 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1995
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 3 states (MA, ME, NH).
Independent Wealth Network, Inc.
$518.4MAssets managed
1,460Clients
34Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2494653
- Firm CRD
- 286262