Lance Douglas Vegna
Investment adviser representative at Northern Trust Investments, Incorporated
13 yearsExperience
1 stateRegistered in
$1.2TFirm assets
37 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
13 years in the industry.
- Northern Trust Investments, IncorporatedJan 2025 to now
- Northern Trust Securities, Inc.Oct 2024 to now
- NoneOct 2022 to Oct 2024
- Cantor Fitzgerald & Co.Mar 2017 to Oct 2022
- Macquarie Capital (USA) Inc.Aug 2013 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (NY).
Northern Trust Investments, Incorporated
$1.2TAssets managed
41,027Clients
31Advisers
37 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2492572
- Firm CRD
- 105780