Wayne Seth Kaufman
Investment adviser representative at Weathervane Asset Management LLC
12 yearsExperience
6 statesRegistered in
$384.1MFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
12 years in the industry.
- Weathervane Asset Management LLCJan 2022 to now
- Phx Financial, IncAug 2014 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 6 states (FL, NH, NJ, NY, TX, VA).
Weathervane Asset Management LLC
$384.1MAssets managed
70Clients
2Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2490476
- Firm CRD
- 312424