Pei Ney Ooi
Investment adviser representative at Transamerica Financial Advisors, LLC
24 yearsExperience
3 statesRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
24 years in the industry.
- Dream Builder Financial ServicesMay 2020 to now
- Transamerica Financial Advisors, LLCJan 2012 to now
- Investment Property - 2nd HomeMar 2010 to now
- World Financial Group, Inc.Aug 2001 to now
- Penney Enterprise, IncJan 2001 to now
- Clearwater Healthcare BenefitsJan 2022 to Nov 2025
- Associate Owners Group (aog)Nov 2019 to Jul 2022
- Giving Merchant, LLCJul 2010 to Dec 2021
- Global Merchant Innovations, LLCJul 2010 to Dec 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
- Series 65 · Uniform Investment Adviser Law2008
State registrations
Registered as an investment adviser representative in 3 states (CA, NJ, TX).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2488135
- Firm CRD
- 16164