Stephen Francis Gross
Investment adviser representative at Northwestern Mutual Investment Services,LLC
35 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business
Are you Stephen Francis Gross? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
35 years in the industry.
- Northwestern Mutual Wealth Management CompanyMay 2014 to now
- Northwestern Mutual Investment Services, LLCApr 1994 to now
- Northwestern Mutual Life Ins CoAug 1991 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 66 · Uniform Combined State Law2011
State registrations
Registered as an investment adviser representative in 1 state (MO).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2486877
- Firm CRD
- 2881