Bert Thomas Bowler
Investment adviser representative at Round Rock Advisors LLC
21 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$906.7MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
21 years in the industry.
- Round Rock Advisors LLCNov 2023 to now
- Purshe Kaplan Sterling InvestmentsApr 2017 to Dec 2024
- Round Rock Advisors LLCApr 2017 to Oct 2023
- Ameriprise Financial Services, Inc.Sep 2005 to Apr 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
- Series 65 · Uniform Investment Adviser Law1994
State registrations
Registered as an investment adviser representative in 2 states (CT, TX).
Round Rock Advisors LLC
$906.7MAssets managed
647Clients
10Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2485212
- Firm CRD
- 286007