Stephen John Portas
Investment adviser representative at Wellington Shields & Co., LLC
15 yearsExperience
1 stateRegistered in
$546MFirm assets
16 yearsFirm in business
Are you Stephen John Portas? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
15 years in the industry.
- Wellington Shields & Co., LLCMar 2011 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
State registrations
Registered as an investment adviser representative in 1 state (NY).
Wellington Shields & Co., LLC
$546MAssets managed
586Clients
18Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2482930
- Firm CRD
- 149021