John Emery Smyth
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
16 yearsExperience
3 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Bank of America, N.A.Jul 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2024 to now
- JP Morgan Chase Bank, N.A.Oct 2023 to Apr 2024
- J.P. Morgan Securities LLCSep 2023 to Oct 2023
- First Republic Investment Management, IncJan 2020 to Sep 2023
- First Republic Securities Company, LLCJan 2020 to Jul 2023
- JPMorgan Chase Bank, N.A.Oct 2010 to Jan 2020
- J.P Morgan Securities Inc.Jan 2010 to Jan 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 3 states (FL, NH, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2480362
- Firm CRD
- 7691