Kurt A. Roddy
Investment adviser representative at Planmember Securities Corporation
15 yearsExperience
1 stateRegistered in
$10.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Planmember Securities CorporationApr 2022 to now
- Harbor Financial AdvisorsJun 2017 to now
- Arbor Point AdvisorsNov 2020 to Apr 2022
- Securities America, Inc.Nov 2020 to Apr 2022
- Kms Financial Services, IncDec 2017 to Nov 2020
- FsicSep 2011 to Jan 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
- Series 66 · Uniform Combined State Law2005
State registrations
Registered as an investment adviser representative in 1 state (WA).
Planmember Securities Corporation
$10.1BAssets managed
69,645Clients
424Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2480228
- Firm CRD
- 11869