Robert James Roche
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
13 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- First Foundation AdvisorsOct 2025 to now
- Retireone Investment Services, LLCJan 2025 to Oct 2025
- Senior HelpersApr 2024 to Jan 2025
- Robert Roche ConsultantMar 2023 to Mar 2025
- Prime CapitalJan 2022 to Jan 2025
- Ameritas Investment CorpMay 2018 to Dec 2019
- 20/20 Capital Management, IncApr 2018 to Jan 2022
- 20/20 Financial AdvisorsApr 2018 to Jan 2022
- Woodbury Financial Services, Inc.Nov 2017 to Mar 2018
- Valor Group PersonnelNov 2017 to Nov 2017
- Mastersons Employment AgencyOct 2017 to Nov 2017
- Outsourcedcco.comJun 2017 to Nov 2017
- Robotic Trading Advisors, LLCJun 2016 to Jun 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2013
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (CA).
First Foundation Advisors
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 2463984
- 106075