Samuel D Katz
Investment adviser representative at Park Avenue Securities LLC
13 yearsExperience
7 statesRegistered in
CFP® certificationDesignation
$19.6BFirm assets
Are you Samuel D Katz? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- Guardian Life Insurance CompanyJul 2018 to now
- Park Avenue Securities, LLCMay 2018 to now
- Guardian Life Insurance Co of AmericaApr 2018 to Jul 2018
- Hornor Townsend & Kent IncJul 2013 to Mar 2018
- Penn Mutual Life Ins CoJul 2013 to Mar 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
State registrations
Registered as an investment adviser representative in 7 states (CA, CT, MD, NJ, NY, RI, VT).
Park Avenue Securities LLC
$19.6BAssets managed
82,118Clients
1,904Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2458089
- Firm CRD
- 46173