Brenda Brooks Rocchio
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCSep 2025 to now
- Raymond James Financial Services Advisors, Inc.Apr 2025 to Aug 2025
- Raymond James Financial Services, Inc.Apr 2025 to Aug 2025
- Security Service Federal Credit UnionApr 2025 to Aug 2025
- Allstate Financial Advisors, LLCDec 2024 to Apr 2025
- Allstate Financial Services, LLCJul 2024 to Apr 2025
- UnemployedJul 2018 to Jul 2024
- Private Client ServicesApr 2018 to Jul 2018
- Prime Capital Investment Advisors, LLCAug 2017 to Jul 2018
- Cambridge Investment Research, Inc.May 2017 to Apr 2018
- Lawing FinancialMay 2017 to Oct 2017
- Investment Professionals IncFeb 2015 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
- Series 65 · Uniform Investment Adviser Law2015
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2456572
- Firm CRD
- 6413