Alan Brum
Investment adviser representative at Raymond James & Associates, Inc.
16 yearsExperience
1 stateRegistered in
$501BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Raymond James & Associates, Inc.Apr 2026 to now
- Ameriprise Financial Services, LLCJan 2026 to Apr 2026
- UnemployedSep 2025 to Dec 2025
- Indivisible PartnersMay 2025 to Aug 2025
- Kestra Advisory Services, LLCJan 2021 to Mar 2025
- Kestra Investment Serivces, LLCJan 2021 to Mar 2025
- TD AmeritradeJul 2010 to Jan 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Raymond James & Associates, Inc.
$501BAssets managed
531,617Clients
5,571Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2455653
- Firm CRD
- 705