Stephen B Kingsley
Investment adviser representative at New York Life Investment Management LLC
15 yearsExperience
1 stateRegistered in
$120.7BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
15 years in the industry.
- New York Life Investment Management LLCJan 2024 to now
- New York Life InvestmentsJan 2024 to now
- Morgan StanleyJan 2023 to Jan 2024
- UnemployedOct 2022 to Jan 2023
- S2k Financial LLCJun 2022 to Sep 2022
- Avantax Investment Services, Inc.Feb 2021 to May 2022
- UnemployedOct 2020 to Jan 2021
- Franklin Templeton Distributors, Inc.Mar 2018 to Oct 2020
- Locorr Distributors, LLCJan 2017 to Feb 2018
- Blackrock Investments, LLCApr 2011 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (MI).
New York Life Investment Management LLC
$120.7BAssets managed
933Clients
89Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2452674
- Firm CRD
- 109591