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David Michael King

Investment adviser representative at Usca Asset Management LLC
15 yearsExperience
1 stateRegistered in
$132.1MFirm assets
20 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsPerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

15 years in the industry.

  1. Arax Advisory PartnersJun 2026 to now
  2. Usca Asset Management LLCOct 2017 to now
  3. Usca Securities LLCJan 2011 to now
  4. U.S. Capital Wealth Advisors, LLCJun 2021 to Jun 2026
  5. Usca Ria LLCJan 2011 to Jun 2021

Exams passed

  • Series 63 · Uniform Securities Agent State Law1994
  • Series 65 · Uniform Investment Adviser Law1995

State registrations

Registered as an investment adviser representative in 1 state (TX).

Usca Asset Management LLC

$132.1MAssets managed
24Clients
4Advisers
20 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2446459
Firm CRD
137045
Advisor's SEC record (opens in a new tab)
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