Glenn Scott Schwalje
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
Contact this advisor
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
32 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Hsip SecuritiesMar 2026 to now
- Financial Security Advisory, Inc.Jan 2024 to now
- Financial Security Management, IncorporatedJan 2024 to now
- Milliman Investment Management Services LLCJul 2022 to now
- Oyster Consulting LLCMay 2022 to now
- Jackson National Life DistributorsJun 2024 to Aug 2024
- Miac Capital Markets LLCMay 2023 to Nov 2024
- Realto Securities, LLCDec 2022 to Apr 2023
- Uhlmann Investment Management, LLCSep 2022 to Aug 2023
- Uhlmann Price Securities, LLCJul 2022 to Aug 2023
- Stone Wheel IncApr 2022 to Apr 2022
- UnemployedSep 2021 to May 2022
- World Equity Group, Inc.Aug 2018 to Sep 2021
- UnemployedSep 2016 to Aug 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
- Series 65 · Uniform Investment Adviser Law1994
State registrations
Registered as an investment adviser representative in 1 state (TX).
Financial Security Advisory Inc
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 2441501
- 110746