Wayne Stephen Babst
Investment adviser representative at W&s Brokerage Services, Inc.
17 yearsExperience
1 stateRegistered in
$257.2MFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
17 years in the industry.
- W&s Brokerage Services, Inc.Jan 2026 to now
- Western & Southern LifeDec 2025 to now
- UnemployedOct 2024 to Dec 2025
- Suntrust Advisory Services, Inc.Jun 2017 to Sep 2024
- Suntrust Investment Services, Inc.May 2017 to Sep 2024
- Wells Fargo Clearing Services, LLCNov 2016 to May 2017
- Wells Fargo Advisors LLCMay 2009 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 1 state (FL).
W&s Brokerage Services, Inc.
$257.2MAssets managed
772Clients
91Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2437566
- Firm CRD
- 8099