Christopher Dennis Warner
Investment adviser representative at Stifel, Nicolaus & Company, Incorporated
16 yearsExperience
1 stateRegistered in
$197.5BFirm assets
51 yearsFirm in business
Are you Christopher Dennis Warner? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Stifel, Nicolaus & Company, IncorporatedApr 2025 to now
- B. Riley Wealth Advisors, Inc.Jul 2022 to Apr 2025
- B. Riley Wealth ManagementJan 2017 to Apr 2025
- Wunderlich SecuritiesOct 2010 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1993
- Series 65 · Uniform Investment Adviser Law1994
State registrations
Registered as an investment adviser representative in 1 state (MI).
Stifel, Nicolaus & Company, Incorporated
$197.5BAssets managed
236,191Clients
3,341Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2435245
- Firm CRD
- 793