Scott Michael Wallace
Investment adviser representative at Kovack Advisors, Inc.
18 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$6.3BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
18 years in the industry.
- Kovack Advisors, Inc.Aug 2026 to now
- Kovack Securities, Inc.Aug 2026 to now
- Wallace Wealth ManagementJul 2008 to now
- Cetera Investment Advisers LLCJun 2023 to Aug 2026
- Wallace RegionNov 2016 to Sep 2019
- Cetera Wealth Services, LLCJan 2013 to Aug 2026
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
State registrations
Registered as an investment adviser representative in 1 state (TX).
Kovack Advisors, Inc.
$6.3BAssets managed
13,293Clients
258Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2433724
- Firm CRD
- 140808