Kristen Leanne O'brien
Investment adviser representative at Corda Investment Management, LLC
11 yearsExperience
2 statesRegistered in
$2BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Corda Investment Management, LLCJan 2025 to now
- Mercer Global Advisors Inc.Jul 2023 to now
- Charles Schwab & Co.May 2018 to Jun 2023
- Charles Schwab Bank and Charles Schwab & Co.May 2015 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1993
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 2 states (CO, TX).
Corda Investment Management, LLC
$2BAssets managed
1,363Clients
30Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2430602
- Firm CRD
- 108046