Michael Rome
Investment adviser representative at Ingalls Investment Management, LLC
10 yearsExperience
1 stateRegistered in
CFADesignation
$7.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- Ingalls Investment Management, LLCAug 2026 to now
- Ingalls & Snyder LLCApr 2025 to now
- Romen Capital ManagementFeb 2018 to Apr 2025
- Self EmployedJan 2016 to Jan 2018
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
State registrations
Registered as an investment adviser representative in 1 state (NY).
Ingalls Investment Management, LLC
$7.8BAssets managed
4,453Clients
53Advisers
58 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2430452
- Firm CRD
- 343369