Catherine Wimp Kessler
Investment adviser representative at Tao Private Wealth, LLC
16 yearsExperience
1 stateRegistered in
$104.2MFirm assets
Under 1 yearFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
16 years in the industry.
- Cs Planning CorpJan 2021 to now
- Tao Private Wealth, LLCJan 2021 to now
- Fidelity Personal and Workplace AdvisorsJul 2018 to Jan 2021
- Fidelity Brokerages Services LLCAug 2010 to Jan 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
- Series 65 · Uniform Investment Adviser Law2014
State registrations
Registered as an investment adviser representative in 1 state (OK).
Tao Private Wealth, LLC
$104.2MAssets managed
46Clients
2Advisers
Under 1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2430042
- Firm CRD
- 340979