David Carroll
Investment adviser representative at Cwm, LLC
15 yearsExperience
1 stateRegistered in
$50.6BFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
15 years in the industry.
- Carson WealthFeb 2024 to now
- Cwm, LLCFeb 2024 to now
- Elk River Wealth Management LLCJul 2020 to Feb 2024
- Purshe Kaplan Sterling Investments Inc.Jul 2020 to Feb 2024
- LPL Financial LLCDec 2011 to Jul 2020
- Mutual of Omaha BankDec 2011 to Jul 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law1995
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 1 state (NE).
Cwm, LLC
$50.6BAssets managed
52,669Clients
658Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2429086
- Firm CRD
- 155344