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Thomas Desiderio

Investment adviser representative at Clinton Investment Management, LLC
16 yearsExperience
1 stateRegistered in
$3.9BFirm assets
18 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

16 years in the industry.

  1. Clinton Investment Management, LLCDec 2025 to now
  2. Foreside Financial Services, LLCJul 2025 to Dec 2025
  3. Symmetry Partners LLCMay 2025 to Dec 2025
  4. Job SeekingSep 2024 to May 2025
  5. Resolute Investment DistributorsMay 2021 to Jul 2024
  6. Foreside Funds Distributors LLCFeb 2013 to Apr 2021
  7. Gotham Asset Management, LLCMar 2009 to Apr 2021

Exams passed

  • Series 66 · Uniform Combined State Law2008
  • Series 63 · Uniform Securities Agent State Law2013

State registrations

Registered as an investment adviser representative in 1 state (CT).

Clinton Investment Management, LLC

$3.9BAssets managed
2,146Clients
11Advisers
18 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2429072
Firm CRD
143599
Advisor's SEC record (opens in a new tab)
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