Roger Ciriello
Investment adviser representative at LPL Financial LLC
15 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
15 years in the industry.
- LPL Financial LLCApr 2025 to now
- Pacific Life InsuranceJan 2023 to Mar 2025
- Pacific Select Distributors, LLCJan 2023 to Mar 2025
- Pfs Investments Inc.Oct 2021 to Nov 2022
- Primerica Financial ServicesOct 2021 to Nov 2022
- Nationwide Equities CorpJan 2021 to Nov 2022
- Brookstone Capital ManagementDec 2019 to Dec 2020
- J.D. Mellberg Financial CorpNov 2019 to Jan 2021
- Prudential Annuities Distributors, Inc.Nov 2011 to Nov 2019
- The Prudential Insurance Company of AmericaNov 2011 to Nov 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 65 · Uniform Investment Adviser Law2009
State registrations
Registered as an investment adviser representative in 1 state (CT).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2428960
- Firm CRD
- 6413