Daniel Rosado Mercado
Investment adviser representative at Regal Investment Advisors LLC
18 yearsExperience
1 stateRegistered in
$2.9BFirm assets
15 yearsFirm in business
Are you Daniel Rosado Mercado? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- Regal Investment Advisors, LLCJul 2025 to now
- Mercado Financial Group, LLCAug 2013 to now
- Schorn WealthJul 2019 to Jun 2025
- Sorrento Pacific Financial, LLCJul 2019 to Nov 2023
- First Allied Advisory Services, Inc.May 2008 to Jun 2019
- First Allied Securities, Inc.May 2008 to Jun 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 65 · Uniform Investment Adviser Law1997
State registrations
Registered as an investment adviser representative in 1 state (FL).
Regal Investment Advisors LLC
$2.9BAssets managed
8,302Clients
118Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2428240
- Firm CRD
- 125004